Seeking Financial Representatives With Series 7, 63, Or 24

Description

Applying detailed industry/product knowledge and functional expertise, a Licensed Investment Operations Rep:

Processing various account update including money movements and miscellaneous operations request for managed, brokerage, and direct at fund accounts.

Resolve and respond to advisor/client inquiries communicating concepts and strategies in simple and easy to understand terms.

Research complex issues and resolve working within the department, outside the department, and field office.

Use strong decision-making skills to ensure the client’s best interest is protected with minimal corporate exposure.

Focus on identifying, developing, and implementing opportunities to improve the client and advisor experience through process improvement and training.

Assemble, organize, and report on production and quality information to identify trends and collaborate to improve processes.

Monitor the regulatory landscape to identify potential issues that may affect clients and advisors as they relate to changing industry rules and procedures.

Required:

Series 7, 63, 24

Schedule:

Hybrid: Monday and Friday - WFH; Tues-Thursday - In office

8AM to 5PM